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Regulation in Fintech: How to Build Responsibly
Regulation in Fintech: How to Build Responsibly
How should Fintechs view regulatory bodies within the United States? As outdated hurdles who’ll never understand the cool things you’re doing? As stodgy marketplace participants who should only get the minimum amount of information about your business? As hurdles so impossible to surmount that you’re better off ignoring? Correct answer: none of these!
In many ways, the US fintech regulatory framework has been slower to fully develop than many other jurisdictions around the world, allowing market participants a chance to experiment and demonstrate new innovations without regulatory mandates. However, slower regulatory development hasn’t meant looser standards in the long run, and building responsible regulatory partnerships is key. Through difficult topics like consumer data availability, national fintech charters, or debit interchange regulation, successfully navigating the regulatory landscape can be a challenging experience for fintechs, but adhering to the letter and spirit of the law is vital to establishing a viable business model.
Come join a panel of experts who’ve successfully partnered with regulators from a variety of banking as a service, open banking, and general financial institution roles to get a taste of how to responsibly build sustainable fintech businesses in today’s ever-evolving regulatory environment.
Agenda
October 22nd, 2024
6:00 pm
Welcome
6:05 pm
Discussion Starts
7:00 Pm
Discussion Ends & Zoom Networking Session Begins
7:30 pm
Event Ends
Speakers
Meet Our Speakers
Matthew Janiga
Trustly
Matt loves FinTech and is currently Director of Regulatory Affairs at Trustly, where he and his team oversee product, legal, and regulatory matters for the company’s North American businesses. He has been working on legal and regulatory issues at payments companies for the last 10 years, including at Lithic, BlueVine, Stripe, Square, MoFo and Capital One.
Alex Johnson
Fintech Takes
Alex Johnson is the creator and author of Fintech Takes, a newsletter that analyzes the collision of technology and financial services. He has held a variety of marketing and market research roles at companies, including Cornerstone Advisors, FICO, and Mercator Advisory Group.
Matt West
Xenios
Matt West has recently bootstrapped his own business, Xenios, to help banks navigate regulations and guidance. As the former Chief Strategy Officer at a publicly traded bank, Matt was responsible for architecting and building the bank-fintech partnership business that grew from an idea to serving nearly a hundred fintech companies in five years. The task to cost-effectively scale risk and compliance functions was one of the biggest challenges, and he saw a new opportunity. He combines Systems Engineering learnings from previous experience working with NASA and his time leading Operations, Technology, Strategy, Project Management and Fintech to put together policies, procedures, and training programs for banks and fintech partnerships.
Brad Rustin
Nelson Mullins Riley & Scarborough LLP
Brad Rustin is a partner of Nelson Mullins Riley & Scarborough LLP who practices in Washington, D.C. and Greenville, South Carolina. His career began as a litigator focusing on financial services litigation and defense of regulatory claims against chartered and non-chartered financial institutions, finance entities, and money services business. Following in the wake of the financial crisis, he began working with financial institutions, money transmitters, non-traditional lenders, check cashers, and mortgage brokers on issues of regulatory compliance.
This Event is Free
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